Browse categories
Explore
Fiverr Pro
English
$
USD
I will conduct a rule 144 eligibility review for restricted securities
Licensed US Attorney, Securities and Corporate Law Expert
I am Albert Lee, a licensed US Attorney (Bar #133285) specializing in corporate law, securities regulation, and financial compliance. With extensive experience navigating SEC regulations, I provide pr...
About this Gig
Attempting to sell restricted securities without proper verification can lead to rejected transfers and legal complications. I am Albert Lee, a licensed US Attorney (Bar #133285), and I provide comprehensive Rule 144 eligibility reviews to ensure your stock is legally cleared for resale.
Before a formal opinion letter can be drafted, a thorough compliance check is required. I will analyze your stock certificate, purchase agreements, and proof of payment to calculate your exact holding period. I will also review the issuing companys SEC EDGAR filings to confirm they meet current public information requirements and are not a delinquent shell company.
I will provide a formal legal memo detailing your eligibility. If you select the Premium package, I will also draft the final Rule 144 Opinion Letter required by your transfer agent.
My legal services consist entirely of written document review and drafting. No audio or video consultations are provided. Secure your compliance today.
Field of law:
Finance
•
Business (corporate)
•
Commercial
Legal consulting Gigs are not screened
Please note that there is no screening process for this service. We recommend that you message the freelancer and check all necessary details before placing your order. Pro freelancers in this category have gone through a vetting process. You can find more details here.
FAQ
Why do I need an eligibility review?
To prevent the transfer agent from rejecting your legend removal request due to compliance errors.
What if the company is not current on SEC filings?
If they are non-reporting or delinquent, Rule 144 resale may not be possible. I will advise you.
Does the holding period start when the certificate is issued?
No, it starts when the stock is fully paid for and at risk. I will verify this for you.
Can you draft the opinion letter if I am eligible?
Yes, the Premium package includes both the review and the drafted opinion letter.
Do we need a video call to discuss?
No, I strictly operate via written communication and document review for absolute legal accuracy.
