I will prepare a rule 144 opinion letter for restricted securities

K. Corcoran

United States

I speak English

Licensed US Securities Attorney, Rule 144 and Corporate Law Specialist

I am Kimberly Corcoran (US Attorney License #148229), a licensed and practicing corporate and securities attorney. I specialize in navigating complex SEC regulations, specifically Rule 144 compliance,...
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About this Gig

Welcome to my Gig. As a licensed US Attorney (License #148229), I specialize in securities law and SEC compliance.


If you hold restricted securities and need to sell them in the public market, you must satisfy the conditions of SEC Rule 144. Transfer agents and broker-dealers require a formal legal opinion letter from a licensed US attorney before they will remove the restrictive legend from your securities.


I will draft a comprehensive, legally sound Rule 144 Opinion Letter tailored to your specific transaction.


My service includes:


  • Review of your stock purchase agreement or issuance documents.
  • Verification of the holding period (6 months or 1 year).
  • Assessment of affiliate vs. non-affiliate status.
  • Drafting the final Opinion Letter required by your transfer agent.



Note: This service is for document drafting only. No audio/video consultations are provided. Please message me with your documentation before placing an order.

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prepare a rule 144 opinion letter for restricted securities
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prepare a rule 144 opinion letter for restricted securities

Field of law:

Finance

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Business (corporate)

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Other

Document type:

NDA

•

Partnership agreement

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