I will draft a comprehensive private placement investor suitability questionnaire

Bo Won Kim

United States

I speak English

Protecting Your Capital Raises with Expert SEC Compliance

I am Bo Won Kim, a licensed U.S. attorney (Bar #217394) specializing in securities law and private offering compliance. I provide high-stakes legal drafting for fund managers, syndicators, and startup...
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About this Gig

For Rule 506(b) offerings, demonstrating that your investors are "sophisticated" and have a pre-existing relationship with the issuer is a legal necessity. As a licensed US attorney, I draft comprehensive Investor Suitability Questionnaires (ISQ) that protect your exemption and fulfill your "Know Your Customer" (KYC) obligations.


A well-drafted ISQ does more than just check boxes; it builds a legal defense by documenting the investors financial knowledge, experience, and risk tolerance.


Services include:

  • Determination of "Sophisticated Investor" status
  • Investment experience and objective mapping
  • Financial background and liquidity assessment
  • Bad Actor disqualification (Rule 506d) inquiries



My drafting ensures that you are not just collecting data, but are legally qualifying the relationship before an offer is made. This is essential for maintaining your private placement exemption. Professional, high-level, and legally sound.

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draft a comprehensive private placement investor suitability questionnaire
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draft a comprehensive private placement investor suitability questionnaire

Field of law:

Finance

Target country:

Worldwide

Document type:

Other

Agreement type:

Legal notice

Legal consulting Gigs are not screened

Please note that there is no screening process for this service. We recommend that you message the freelancer and check all necessary details before placing your order. Pro freelancers in this category have gone through a vetting process. You can find more details here.

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