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English
$
USD
I will draft a restricted securities resale opinion letter for broker clearance
Licensed US Attorney, Securities Law and Rule 144 Expert
I am Randy Omid, a licensed US Attorney (Bar #280473) specializing in corporate and securities law. With extensive experience navigating complex SEC regulations, I provide top-tier legal services focu...
About this Gig
Navigating the complexities of restricted securities resale requires precise legal documentation. As a licensed US Attorney (Bar #280473), I specialize in drafting robust restricted securities resale opinion letters that satisfy the rigorous demands of clearing firms, brokers, and the SEC.
Selling restricted stock outside of standard public offerings necessitates a valid exemption, typically under Section 4(a)(1) or Rule 144. I will conduct a comprehensive review of your corporate documents, verify holding periods, and assess affiliate status to author a definitive legal opinion.
This gig is strictly focused on high-level legal drafting and compliance review, bypassing unnecessary consultations to save you time. I ensure your resale opinion letter is perfectly formatted, properly cited, and legally binding. By leveraging my extensive experience in US securities law, you gain the confidence that your restricted securities will be cleared for resale smoothly and legally. Let's get your shares trading!
Field of law:
Finance
•
Business (corporate)
•
Commercial
Legal consulting Gigs are not screened
Please note that there is no screening process for this service. We recommend that you message the freelancer and check all necessary details before placing your order. Pro freelancers in this category have gone through a vetting process. You can find more details here.
FAQ
What SEC exemptions do you use?
Most resale opinions rely on Section 4(a)(1) or the Rule 144 safe harbor to declare the transaction exempt from registration.
What is the difference between affiliate and non-affiliate?
Affiliates are typically officers, directors, or large shareholders (10%+), which triggers stricter volume and holding limits.
Do you provide audio/video support?
No, my services are purely document-based, providing high-quality legal drafting efficiently via the Fiverr platform.
