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I will file your sec form d and state blue sky securities notices
US Business Formation, SEC Filing and Tax Compliance Expert
I help entrepreneurs and businesses worldwide form US companies, stay compliant, and file with confidence. From LLC/C-Corp formation and EIN setup to BOI (FinCEN) reporting, sales tax nexus registrati...
About this Gig
Raised money from investors under Regulation D? You have 15 days from your first sale to file SEC Form D miss it, and you risk investor rescission rights, state fines, and red flags in future due diligence.
I prepare and file your Form D on SEC EDGAR accurately and on time, whether you're raising under 506(b) or 506(c). I also handle your state blue sky notice filings most states require a separate filing within 15 days of your federal filing, and missing one can trigger penalties up to $10,000.
What you get:
- Federal Form D preparation & EDGAR submission
- State blue sky notice filings (based on investor location)
- Accuracy check on offering amount, related persons, and exemption type
- Filing confirmation & deadline tracking
- Fast turnaround so you stay compliant while you keep fundraising
I work with startup founders, fund managers, and CFOs who need their SEC compliance handled correctly the first time no missed deadlines, no misclassified exemptions
Message me your offering details (amount raised, investor states, exemption type) for a free scope check before you order.
Field of law:
Finance
Target country:
United States
Legal consulting Gigs are not screened
Please note that there is no screening process for this service. We recommend that you message the freelancer and check all necessary details before placing your order. Pro freelancers in this category have gone through a vetting process. You can find more details here.
Other Legal Consulting Services I Offer
FAQ
What is Form D and why do I need it?
A: Form D is a notice the SEC requires when you raise money through a private securities offering (Reg D 506(b) or 506(c)). It's due within 15 days of your first investor sale.
Do I need state blue sky filings too?
In most cases, yes. Nearly all states require a separate notice filing when investors reside there. I'll tell you exactly which states apply once I see your investor list.
What do you need from me to get started?
Your entity name/EIN, offering amount, exemption type (506(b) or 506(c)), and the states where your investors are located.
Can you file an amendment if my offering details change?
Yes — amendments are common (new investors, changed amount) and available as an add-on or included in the Premium package.
